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Matters relating to the securities and futures markets are largely delegated to the SFC. The Securities and Futures Commission decided on August 5 to lift administrative sanctions and grant a 30-day extension of reporting deadline to all fifteen companies that applied for sanctions exemptions due to pandemic-related disruptions in their business operation. The household loan balance increased KRW7.6 trillion in the banking sector and KRW1.4 trillion in the non-banking sector.Vice Chairman Discusses Importance of Addressing Economic Polarization and Corporate DebtVice Chairman Sohn Byungdoo presided over the 16th financial risk assessment meeting on August 11 to review market conditions and monitor the progress in implementing the COVID-19 financial support.FSC Designates Data Specializing Institutions and Introduces Guidelines on Data ConvergenceThe FSC designated the Korea Credit Information Services and the Financial Security Institute as data specializing institutions to perform the task of data convergence on August 6.30-Day Extension of Reporting Deadline Granted to 15 CompaniesThe Securities and Futures Commission decided on August 5 to lift administrative sanctions and grant a 30-day extension of reporting deadline to all fifteen companies that applied for sanctions exemptions due to pandemic-related disruptions in their business operation.The FSC announced the opening of the financial regulatory sandbox website and renewal of the fintech information portal on July 31.The FSC announced its plans to improve rules on retail structured products on July 30, with an aim to strengthen securities firms' preparedness for market volatility, to encourage reduction in the size of the issuance as well as diversified investment for hedge assets and to bolster investor protection measures.FSC Chairman Speaks about Innovation at Mapo Front 1 Opening CeremonyFSC Chairman Eun Sung-soo delivered congratulatory remarks at the opening ceremony of the Mapo Front 1, the government-backed start-up incubating facility on July 30.Government Announces Plans to Provide Targeted Support to 1,000 Innovative FirmsThe government announced its plans to designate a thousand innovative firms over the next three years and provide targeted financial support at the 12th Meeting of the Central Economic Response Headquarters held on July 30.

The SFC is funded by levies on transactions conducted on the The Licensing Examination for Securities and Futures Intermediaries (LE), a practical and market-focused examination, was developed with the assistance of regulators, academics and practitioners drawn from across the financial services industry.

Discrepancies between different languages are commonplace with these examinations.Candidates should be aware that neither SFC nor the Hong Kong Securities and Investment Institute (HKSI) endorses any study notes or practice questions.Jing hyun kahp kèih fo sih mouh gāam chaat wái yùhn wuih Its delegated by the SFC and conducted by the Hong Kong Securities Institute. The others are the The SFC has a responsibility to maintain order and protect investors, it does this by carrying out the following tasks:The SFC is an independent statutory body whose powers derive from the Securities and Futures Ordinance (SFO) legislation. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors and to help promote Hong Kong as an international financial centre and a key financial market in China. Our office address is now: 54/F, One Island East 18 Westlands Road, Quarry Bay, Hong Kong Info < Show Hide . A comprehensive Securities and Futures Ordinance (SFO) was implemented in 2003, which expanded the SFC's regulatory functions and powers. * Please refer to the attached PDF for details.

About the SFC. The Hong Kong Securities and Investment Institute faces a lot of criticisms since the test were not checked or validated independently before implemented to the examinations. Last update: 6 Jul 2020 Quick Access.

The FSC’s functional responsibilities are shared among the Securities and Futures Commission (SFC) and subordinate bureaus.

The FSC deliberates and decides on financial policy matters relating to the inspection and supervision of financial institutions and the securities and futures markets. Established in 1989, the Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong.